Bio

Kevin prides himself in helping clients create and preserve wealth. By using his extensive educational background and multidisciplinary experience, he delivers objective and comprehensive financial services to his clients. Kevin focuses on providing “Personal CEO” services to clients to help them identify and attain their financial goals.

Kevin lives in Carmel with his wife Kristen and their three boys, Brendan, Logan and Egan.

Education

• B.A. in Finance – Michigan State University
• J.D. – Indiana University McKinney School of Law

Community

• Member – St. Luke Catholic Church of Indianapolis

Awards*

• Five Star Professional Five Star Wealth Manager Award– 2024-2018

Designations

• CFP® – CERTIFIED FINANCIAL PLANNER™ certification is the standard for financial planning. CFP® professionals complete rigorous education on dozens of topics including stocks, bonds, taxes, insurance, retirement planning, and estate planning. Individuals who hold CFP® have demonstrated competency in all areas of financial planning.

Licenses

• Series 7 – The Series 7 is an exam and license that entitles the holder to sell all types of securities products except commodities and futures. The Series 7 exam covers topics on investment risk, taxation, equity and debt instruments, packaged securities, options, and retirement plans.
• Series 63 – The Series 63 is an exam and license that entitles the holder to solicit orders for any type of security in a particular state. The Series 63 exam covers topics on ethical practices and fiduciary obligations.
• Series 65 – The Series 65 license is a certification for individuals who wish to provide investment advice and analysis to clients. It's administered by FINRA and qualifies individuals as Investment Advisor Representatives (IARs) in states that require this certification. 
• Security Industry Essentials® (SIE®) – The Security Industry Essentials® (SIE®) is an exam and license that demonstrates fundamental knowledge of the securities industry. The SIE® exam covers topics on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their functions, and regulated and prohibited practices.
  

* Award Disclosure: Not indicative of advisor’s future performance. Your experience may vary.

Five Star Professional Five Star Wealth Manager Award (2018-2024), created by Five Star Professional. Most recently presented in September 2024 based on data gathered from 11/2023 to 05/2024. No fee was paid to be included in the ranking or to hold out in marketing materials.